Abstract: The
legacy and assumptions of philosophical dualism’s separation of mind and
matter are examined in regard to biology’s separation of the organism and
the environment. Current evolutionary developmental theory is used to
explore the prominence of environmental effects on development and the
understanding of non-genetic inheritance channels. A generalization is
attempted based on types of environmental constraints. The growing
richness of external constraints over evolutionary time is then used in an
attempt to explain collective and distributed developmental effects from
mutualisms to culture. This interpenetration of the environment by
biological constraints is also used to make the claim that reality itself
is an emergence where human societies have exploited rich external
constraints. Objective reality is portrayed as a paradigmatic stage in
this evolution and as a refined subset. Connections are then broached from
this naturalistic reality to the complex connectivities found in the
humanities. The general claim is made that life and the environment are in
a long term coevolutionary growth formed by the trading and integration of
constraints.
SECTIONS:
The Challenge: Organism versus the Environment
The Resurgence of Development in Biology
The Environment as Source and Reservoir of Biological Constraints
Environmental Constraints as Key for Origin of Culture
Reality: the Rich Matrix of External Constraints
The Challenge: Organism versus the Environment
Science shuffles forward while locked opposingly into a split culture with
the higher spiritual aspirations separated into largely separate
dialogues. Biology, the heralded terrain of a glorious Twenty-first
century of great discovery, sits disarmingly almost astride this cultural
split. The split was formed in full awareness at the dawn of the history
of science when Descartes split off the res cogitans, the thinking
things, from the res extensa, the things with measurable extension.
Biology studies organisms that have both measurable extensions in space
and some of which at least have cognitive powers. Not unsurprisingly
biology is usually considered to lag behind the other hard sciences
because it has not produced much theoretical integration other than the
theory of evolution, now almost 150 years old.
Considering the assumption of splitness known as dualism that was in place
at the beginning of science, it would not be surprising to find biology
not only addressing the issue of splitness but also being frustrated by
the limiting assumption of the separation of extension and cognition. The
assumption of dualism pushed biology to try to understand organisms by
exploring them as mechanisms in isolation. Biology struggled to understand
the workings of organisms by pushing away the magical vitalism of the
interior and the complicating environmental interlacings at the periphery.
Species or organisms were taken to be points of living unity on a fixed
landscape of reality. Humans and organisms are active; reality and the
environment are passive. And the ever active minds are internal to
organisms and separate from the outside world to be viewed.
Today the astounding complexity of organisms has led to a paradigm of
emergence as a credible internal alternative to vitalism. But there are
also theoretical breaches in the wall separating organisms and minds from
the environment. The environment is increasingly appreciated as a source
of active influence on organisms. And mind is increasingly being studied
as a phenomenon that is actively distributed across both organisms and
their environment. The environmental activity in biology can be seen in
the rapidly changing theory of development which itself is challenging
genetic supremacy and in the theory of niche construction where it is
realized that many organisms change the environment either to suit
themselves or as part of themselves. Turner speaks of crickets which
construct underground chambers made to amplify their singing and of
underwater spiders with woven air sacs like bell divers as the
environmental aspects of their physiology. Looking back at the old version
of developmental theory as completely controlled by genes, the following
quote speaks of these limitations with separated organisms in a neutral
environment:1
“These are the
metaphors of development, which carries the implication of an unfolding or
unrolling of an internal program that determines the organism’s life
history from its origin as a fertilized zygote to its death, and the
metaphor of adaptation, which asserts that evolution consists in the
shaping of species to fit the requirements of an autonomous external
environment. That is, both in developmental and in evolutionary biology,
the inside and the outside of organisms are regarded as separate spheres
of causation with no mutual dependence. The burden of the essay is that
these metaphors mislead the biologist because they fail to take account of
the interactive processes that link the inside and the outside.”2
Similarly,
conceptions of mind increasingly focus on how the mind is a phenomenon
that is extended out into the environment so that the mind saves memory
and computational resources. One author after reviewing the evidence for
externalist views of mind concludes:
“I shall suggest
that processes of awareness call out for a radical rethinking along
externalist lines, one that turns on taking locational externalism about
consciousness more seriously than it has been taken, even by externalists
about the phenomenal. The argument here will be similar to that given in
the previous chapter, where I argued that our conceptions of memory,
cognitive development, and folk psychology should be explicitly
refashioned along externalist lines. At the heart of this
reconceptualization are three features of processes of awareness that have
usually been ignored or downplayed: They are temporally extended; they are
typically scaffolded on environmental and cultural tools; and they are
both embodied and embedded.”3
So, the legacy
assumption of a separation of organisms and minds from the environment has
been punctured. Organisms are of the environment and minds are of space.
This paper is an attempt to more firmly cross this divide of dualism and
to outline what an, in principle, non-separated interface between
organisms and their environment would look like and what consequences it
might have to our understanding of apparently distributed phenomena such
as mutualistic associations, culture, knowledge and consciousness. For
example, consciousness studies have the difficulty of explaining how such
a qualitatively distinct feel could be generated within the brain. If,
however, mind is externalist and heavily distributed from the brain out
into environmental features, then our experience of a seemingly
distributed awareness is less surprising than it would be if the
qualitative experience of mind were supposed to be some sort of phantasms
from neural chemistry.
To this end this paper takes a variety of work across the
organism-environment divide and then offers reconceptualizations based on
interactional properties rather than on whole organism units with
activities in a frozen environmental tableau. Instead of organisms versus
environment a redescription will be made in terms of
organism-environments. The biological goal is to use concepts about
organisms and their local environments that straddle the divide and that
then offer more comprehensive views about a range of secondary phenomena
from symbioses to culture. The humanities goal is to take a richer view of
the environment where many associations and feedback loops proliferated
during human origins so that explanations of phenomena from mind to
language have a distributed explanation. One aspect of this attempt is the
claim that both science and the humanities attempt to make bridges between
them based all too often on simplified versions of the other as target.
Here the attempt is rather to highlight that the common ground between
them lies in the rich complexity of both. And the rich complexity is
proposed to be a distributed aspect of environments–whether of organisms
or of meaning.
The conclusion drawn here will be that in important ways reality, the
environment as lived by organisms, is essentially collectively constrained
and responsive. In other terms it can be stated as reality is a web of
constraints formed by organisms to facilitate what should happen, i.e.,
where energy and behavior should flow. Coupled with its growth these
features indicate that the environment is alive. It is not only, in some
regions of the earth’s surface, filled with living creatures but also all
features of it are feedbacking into us by the active manipulations of
ourselves and others.
It is worth digressing to give a sense of the meaning of “constraint.”
From the hard sciences it often means initial conditions or boundary
conditions for any process under study. To study any system implies that
there is a beginning situation when one begins study and that this initial
condition constrains what can happen next. Similarly for boundary
condition as when one studies water flow and notes how physical obstacles
such as rocks and river banks constrain flow. In biology it is similar and
can be used for a much wider variety of influences. A catalyst or large
molecule that facilitates certain chemical reactions is a constraint as is
facilitated learning where animals give youngsters smells or learning
opportunities that constrain their learning without actually teaching
them. The concept is also important in our daily lives as the ways we
arrange our living spaces and our routines can be said to constrain our
actions. Subjects like architecture are about the intelligent design of
constraints. The concept is also useful in everyday experience where it
captures the sense of biases in our thoughts, perceptions and movement
styles. Embodied habits and growth particularities can be said to
constrain our movements while upbringing and cultural background constrain
our thoughts and actions.
The argument presented here is that the developmental process of an
organism’s growth as well as the growth patterns of many phylogenetically
late multicellulars are fundamentally open to the use and exploitation of
constraints out beyond the conventional boundary of the skin. These
constraints include passive cues such as temperature, active cues such as
niche construction and inter-organism cues such as from conspecific social
development or from mutualisms. The use, exploitation and manipulation of
external constraints has its own evolutionary track and is proposed as the
environment that allowed early human ancestors to both increase their
exploitation and to increase their exta-genetic inheritance through
learning and modified environments. Environmental constraints have only
increased over historical time. Such a description of our environment
allows an explanation of the special evolutionary transition to human
societies and offers an understanding of reality as neither objective
territory nor constructive maps but of a continuing development of the
formation and use of biological constraints external to organisms.
The Resurgence of Development in Biology
As mentioned the field of biology is changing rapidly. Significant for
theory is the changing relationship between genetics and developmental
theory.
Development describes the process of any one organism as it grows from an
egg into an adult. This growth process can be simple or complicated like a
caterpillar into a butterfly, or it can be short or long as in human
children. Developmental theory is about this growth process and describes
the actual messy details of the growth of the phenotype–all of an actual
organism but seen as a whole and in contrast to the genetic component, the
genotype. The tension in developmental theory is that for over almost a
century genetics has dominated biological thinking to the point where
development of phenotypes was considered an incidental afterthought to
genetic control and genetic selection. Now it appears as if development is
in fact a significant factor in evolution. One speaks today of
evolutionary developmental biology or “evo-devo” as something of a
potential new paradigm.
The significance of development for evolution is that the complexity of
development and its interdependence with the environment along with the
genes means that aspects of the environment are in continuous interplay
with organisms to the point where the environment offers other inheritance
channels besides genes. There are several shifts of emphasis. Genes are
not the only source of control. The environment is seen to play a much
more active role. And the focus is less on the result of genes or even of
a long series of genes but on the living process of organisms as they
develop and grow. Another shift is from the universal traits of genes to
determine most all members of a species to the actual development of
individuals.
Crucial to the change in perspective is the centrality of development and
its actual product, the phenotype, as the centerpiece where evolutionary
selection meets inheritance and variation effects. A researcher, West-Eberhard,
who in other contexts does subscribe to the non-genetic inheritance
systems of permanent environmental changes and behavior mediated by
learning, states the centrality of development succinctly:
“The causal chain of
adaptive evolution begins with development. Development, or
ontogenetic change induced by genomic and environmental factors, causes
phenotypic variation within populations. If the phenotypic variation
caused by developmental variation in turn causes variation in survival and
reproductive success, this constitutes selection.”4
Development also has
a different character than the replication and template-directed control
of genes. It takes place in a compartmentalized or modular fashion; it
involves a confluence of many factors including hormones and behavior; and
it shows great connectedness between the modular subcomponents (i.e., it
is integrated and hierarchical). The modular components, say like a wing
or a heart of an animal, can vary discretely or like height and coloration
can vary continuously. These processes are mediated by many switches and
constraints from genes, from the internal environment and from the
external environment. These characteristics of connected modularity can be
seen in important effects. The first is that development is the likely
source of novelty in evolution rather than genetic mutations, which is
well since this idea has not stood up well. The second is that novelty and
phenotypic variation tend to not lead to dysfunctional phenotypes as often
as would be expected if development unfolded from a central control
mechanism since the interconnected factors of development lead to
accommodation between modular factors. One result of both of these is that
organisms are seen to have many latent alternative phenotypes other than
the one expressed in given circumstances. The character of development
that emerges is of organisms as composed of many modular subcomponents
whose actual realization in any one particular organism is but a small
component of the potential combinations under different circumstances.5
Other researchers choose to speak not of development but of developmental
systems to emphasize that the system under development can be more
inclusive than the physically bounded organism. This highlights how it is
more complex organisms which have more complicated development where the
multiple effects of environmental factors enlarge the developmental system
and thereby have relatively more effects. The revolutionary power of
developmental thinking is that the process of developmental organization
has its own complex organization that is comparably as dependent on
environmental factors as on genes. Without contradicting Darwinism but
while contradicting genetic determinism this complexity of developmental
systems ties organisms to environmental factors so thoroughly to the point
where many environmental channels become reliable carriers of inheritance
information from one generation to the next. A researcher speaking of
self-organization, a theoretical umbrella term for development, makes the
point how self-organization saves informational demands on the genome
while not contradicting the theory of natural selection:
“There is no
contradiction or competition between self-organization and natural
selection. Instead, it is a cooperative ‘marriage’ in which
self-organization allows tremendous economy in the amount of information
that natural selection needs to encode in the genome. In this way, the
study of self-organization in biological systems promotes orthodox
evolutionary explanation, not heresy.”6
The question now is
how significant are these environmental sources of information. How wide
do developmental systems extend into the environment? And how deep are any
inheritance channels of information out in the environmental portion of
these developmental systems? This is likely to be a lively subject for the
foreseeable future. That future debate will be settled experimentally even
while the logic of possible extra-genetic sources of inheritance channels
seems settled in favor of its probability. Those speaking from the heart
of developmental systems theory have it that:
“Many nongenetic
resources are reliably passed on across the generations. Variations in
these resources can be passed on, causing changes in the life cycle of the
next generation. The concept of inheritance is used to explain the
stability of biological form from one generation to the next. In line with
this theoretical role, developmental systems theory applies the concept of
inheritance to any resource that is reliably present in successive
generations, and is part of the explanation of why each generation
resembles the last. This seems to us a principled definition of
inheritance. It allows us to assess the evolutionary potential of various
forms of inheritance empirically, rather than immediately excluding
everything but genes and a few fashionable extras.”7
There are several
candidate environmental channels of inheritance. Two researchers, Jablonka
and Lamb, speak of epigenetic, behavioral and symbolic inheritance systems
that they further categorize more strongly as “instructive” systems. Two
other candidate environmental inheritance systems are ecological, stemming
from niche construction, and symbiotic relationships. All five in addition
to the genetic channel seem strong candidates to bear the test of
experiment as to whether they will be evaluated as inheritance systems.
Three of these inheritance channels, the epigenetic, the behavioral and
the ecological, are worth a few words here.8
The epigenetic inheritance system includes any constraints other than
genes that are carried over directly through the phenotype, through the
egg or through the uterus. Foods or hormones that are specific to the
mother that are either left in the egg or present in the uterus during
development can act as stimuli to developmental pathways of offspring.
What makes these inheritance mechanisms is that the cues be reliable so
that, say, mothers reliably eat and leave certain food traces in eggs.9
Behavior is an important and easily graspable inheritance channel. In
itself it denotes only the simple actions of organisms as opposed to the
morphological or physical components. It becomes an inheritance channel as
soon as offspring copy behavior from adults in a consistent manner over
generations which happens in many cases such as from birds learning
birdsong to mammals learning food choices. This copying of behavior can
happen in subtle ways such as youngsters being left near food sources so
that they are more likely to discover how to tap the resource (facilitated
learning), or it can happen in more explicit ways such as in imitation
learning where humans copy behavior in a step by step exact way. West-Eberhard
underscores the potential of behavioral learning’s effect on evolution:
“As long as there is
a behavioral decision mediated by learning, learning potentially affects
the recurrent expression of particular behaviors, the action of selection,
and the course of evolution.”10
What is worth
remembering in this context is the holistic character of development even
in regard to the behavioral inheritance channel. The development and the
learning of behaviors is integrally tied to other aspects of development
such as the physical aspects of bodies. Behavioral changes make changes to
bodies. One type of behavior might influence the development or size of
some body parts and vice versa. That morphological and behavioral aspects
of development are so thoroughly integrated by gene products, hormones,
environmental stimuli and other aspects of complex switches shows
development to be a continuous and holistic process. What is different is
that behavior is dynamic, faster, sometimes reversible and possibly more
complexly variable.
“What distinguishes
behavior from morphological plasticity, then, is neither condition
sensitivity nor freedom from genetic influence on component elements.
Rather, it is the greater time delay between gene expression and
gene-product use, and the number and reversibility of permutations or
reorganizations of elements that can occur during the lifetime of an
individual.”11
Another non-genetic
inheritance system goes by the name of ecological inheritance by the
authors who have brought niche construction, the active manipulation of
local environments by organisms such as burrows, nests and beaver dams, or
even effective manipulation such as moving to another location, firmly
into theoretical consideration. What they mean is that inheritance of a
constructed type passes through the environment when organisms
continuously pass on a modified environment to their progeny. A typical
example for them is earthworms where current worms survive and do not dry
up because the soil has been modified by the continual effects of prior
earthworms. When Odling-Smee and team speak of the evolutionary effects of
niche construction, they think primarily in terms of inducing genetic
effects by selection rather than using the opening that developmental
theory provides that permanently changed environmental conditions can act
as a permanent influence on phenotypic development without necessitating
genetic accommodation. They do realize that it is an independent
inheritance mechanism and use the term “ecological inheritance,” but the
ambiguity here prompts me to use instead the term constructed inheritance.
Note that niche construction theorists recognize that simple movement
changes the organism’s effective environment and is therefore a form of
niche construction which then implies that permanent change of environment
such as migration is also an ecological inheritance.12
There is no question that a better understanding of development will have
important implications for our understanding of evolution. The short
overview above is presented as a lead to questions about the nature of the
general relationship of organisms to the environment. In a straightforward
way the theory so far presents a picture of the centrality of development
while lowering the previous supreme importance of genes and while
incorporating other sources of inheritance. Most of the other inheritance
sources are through the external environment (behavioral, constructed and
symbolic). Genes and the epigenetic inheritance channels can in like
manner be construed as being through the internal environment. What
emerges is that development as the continuity of phenotypes and eggs
growing and replicating reassumes a central aspect of the picture of life
as process while the picture of DNA as the central, magic molecule comes
out of the limelight to take a key but comparable role to other
semipermanent constraints. That developing organisms get constraints
internally and externally leaves no principled split between the organism
and its environment:
“The nature-nurture
dichotomy disappears with the realization that the developing phenotype
responds to both internal and external stimuli in much the same way.”13
The significance of
development for theory is and will continue to be an exciting trend. It is
especially significant here in the context of the paradigmatic question of
the relation of organisms to their environment. The emerging theory of
development and especially the conceptually shifted group of developmental
systems theorists (DST) make it clear that the environment is an integral
part of an organism. If one were to try to sum up the theory that appears
to be emerging in evolutionary developmental thought or “evo-devo” and
from DST, it might be: development or life unfoldment of organisms is an
interconnected, hierarchically modular process that is almost identical
across generations because of conserved features either of the internal
environment such as DNA or of the external environment such as behaviors
and niche constructions.
The Environment as Source and Reservoir of Biological Constraints
While the picture emerging from evolutionary developmental theory is
quite radical from the point of view of the dualistic, stand-alone
organism tied to the centrality of genes, it takes us only so far. It says
the organisms are fundamentally integrated into their environments. West-Eberhard
again has it that:
“...many other
prominent evolutionary biologists including Spencer, Severtzoff, Beurlen,
J.S. Huxley and G.G. Simpson, saw evolution as ‘liberating the organism
from the determining influence of the environment.’ I maintain
instead that, far from being liberated from environmental influence,
organisms evolve so as to incorporate environmental elements and
exploit them as essential components of normal development.”14
However, the focus
remains on the organism and not the environment nor some sort of
organism-environment hybrid. And in general, it leaves a presumed
principled distinction between the organism and the environment. From a
mirror image point of view there should be a parallel story of how
environments are effected by and integrated with organisms. In an obvious
way the earth’s surface has changed dramatically just from the gradual
accumulation of a diversity of organisms within it. From a human era
timescale there is also a huge accumulation of human-built or biologically
derived structures and artefacts. Looking out from my desk here there are
only grass, fences, trees, a door–the environment is only biological
organisms and their products except for the sky.
Environmental effects from organisms begin simply with the local
deviations from equilibrium such as low concentrations of food items and
high concentrations of waste products. Additionally, there are aspects of
the environment that act as cues to development of organisms such as light
intensity and temperature. More important are aspects of the environment
that act as positive feedbacking aspects to the organism. Enzymes secreted
by bacteria and the spider’s web are either part of the extended organism
as described above or parts of the environment that act as positive
feedback to the organism. It is their degree of effectiveness and
integration that allows a boundary by degree to be made. Then there are
associated cues in the environment such as sound or smell of another
organism which by positive feedback give an early indication of the other.
All of this traffic in cross-boundary constraints is predicated on a
positive sum of an organism’s energy budget: the maintenance and
monitoring of external constraints depends on more energy coming in than
being expended.15
What is important in the above description is that organisms produce and
exploit constraints in the environment. At this level all interactions are
reactive. All interactions are opportunistic, capable of feedback and
likely to be candidates for selection. Effective strategies include
masking one’s own constraints as in camouflage, making one’s own
constraints effective blockers to others as in defense, discovering new
constraints associated with others for early warning as in new sensory
channels or improved old ones and exploiting other non-biological
constraints in the environment to maneuver or defend. This redescription
removes the problematic, anthropomorphic attribution of agency where
perception is separate from action. Instead, an acknowledgment is made
that biological constraints are being created and exploited in the
environment. It is worth noting that it is internal constraints that make
life possible. Catalysts, membranes and a host of molecules and internal
structures make life happen by keeping processes moving away from
equilibrium. Similarly, genes can be thought of as constraints to keep
other constraints such as proteins in place.
External constraints evolved into multi-stepped constraints and temporally
extended constraints. Niche constructions like burrows and beaver dams are
constraints that are both multi-stepped and maintained over time. The
pheromone trails of ants are constraints that are maintained over time.
Odling-Smee, Laland and Feldman list tables with examples of niche
construction from “each of life’s kingdoms” to highlight how the
spectacular constructions of humans are not unique to animals. Moreover,
animals prepare aspects of the environment in constraints for future use.
Birds and squirrels cache stores of seeds. Orangutans remember where fruit
trees are located. Chimpanzees know that a variety of materials such as
“twig, bark, vine, leaf, stem, shoot, root, bough” as well as stone can be
used for various tool-like purposes. Many animals especially vertebrates
and mammals have simple categories for aspects of the environment. The
sequencing of constraints for complex behavior and the temporal extension
of constraints and the physical construction of constraints mean that the
environment becomes increasingly interlinked with organisms and with other
aspects of itself (e.g., tools are linked to uses and tool-making
materials).16
This quick description of the ubiquity of biological constraints in the
environment is given to show the continuity with and the richness of the
environment at the point where human culture began a phase of accumulating
constructive and intentional constraints with the environment and amongst
social groups. Whereas the constraints of the genes were evolving over the
several million year period from the last common ancestor before chimps
and hominids diverged, the claim is that constraints in the environment
for hominids were also evolving and evolving rapidly. And as the earlier
remarks about behavioral and constructed (or ecological) inheritance
channels indicated, some of these positive feedback interactions with
constraints in the environment were passed on intergenerationally.
Learning improvements including step by step imitation, teaching or
facilitated learning were able to pass on improvements in behavioral
techniques in a ratcheting, cumulative manner. Constructions including
stone scrapers and digging tools could be passed on as materials and as
techniques.
The claim then is that organisms not only use internal constraints but
also use, produce, depend on and evolve external constraints. It is
worthwhile to attempt a rough sense of the type and extent of external
constraints. At a basic level simple metabolism depends on a positive
balance of energy inputs from the environment as well as entropic outputs.
Direct rewards and challenges from the environment such as food or threat
are constraints in that they enhance or inhibit growth. One typical
environmental effect of simple inputs and outputs is that there exist
local disequilibria of them. The boundary constraints of the receptor
structures at a cell’s surface favor certain molecular flows. Surface
constraints of the organism interact with the constraints of the
particular external molecules so that flow rates are adjusted from both
sides. The external molecules are not just constraints to be pulled or
pushed by the organism; all types of external molecules are to a degree
constrained by the organism’s categorization of preferred molecules and
changes in inter-molecular interactions. Constraints are properties of the
organism, properties of the resistance or intrusion of certain molecules
and properties of local external environment as the organism’s constraints
effect local interactions. This circuit of internal and external effects
and constraints is the typical pattern.
A slightly more complex environmental constraint occurs when some physical
substrate acts as a sign of a direct input or output. Sensory organs
usually operate in this realm so that signs like vibrations or smell can
constrain organisms to take appropriate postures towards probable
outcomes. As a result environmental features acquire associated
connections because of the existence of sensory organs. That is, the
environment is changed by the existence of associations made by sensory
organs. Certain vibration frequencies or molecules become associated with
primary inputs and threats. Organisms by acquiring sensory modes or
multi-stepped feedback to inputs and threats constrain associations
between inputs/threats and their associated signs. It is in fact local
disequilibria including especially those associated with other organisms
that allow their sensory exploitation and their strengthened environmental
linkage by virture of sensory feedbacking. For example a bacterium must
excrete waste particles; these leave an undiffused high concentration
around the cell; if this first bacterium is a prey or predator of another
organism such as a protist then this latter might learn that this
different concentration of waste product is always associated with the
bacterium; now the waste product is a local diffusion constraint and a
link constraint ensuring different activity by the protist in that local
environment. Organisms engender local disequilibria which are constraints;
these disequilibria allow other organisms to exploit these constraints for
sensory, multi-stepped feedback associations; and then the employment of
sensory modes in turn further constrains the linkage between a source and
an associated disequilibriated trace.
A third type of external constraint is the developmental cue that nudges
an organism to develop differently in different environments. Like inputs,
local disequilibria and their sensory linkage, developmental cues can be a
simple effect constraining the growth of an organism, or its regularity
can induce organisms to assimilate developmental switches so that cues
facilitate faster alternative development pathways to match the new
“effect.” An example might be the way that some high latitude animals
change their fur coats depending on the season which might be induced by
environmental factors such as temperature or length of day. Here winter
constrains long fur and a developmental cue such as length of day is
associatively constrained to be tied to inducing long fur in such a type
of animal. However reliably winter follows reduced length of day the new
environmental linkage between length of day and fur thickness is something
new worth noting. General learning is also the same as a developmental cue
in that external circumstances lead to a modication of the organism, and
this is turn means that the environment subsequently contains what amounts
to associated instructions. If I teach a dog to retrieve a ball, then I am
effectively the environment to the dog’s development. When the dog learns,
then I as the environment am changed since I, balls, and our proximity are
now associated constraints to the dog.
Another type of external constraint is the manipulation by one organism of
another’s growth. My training the dog above might be a simplistic example
since my training was hardly a passive environment, but this apparently
happens in nature a lot. In social insects such as wasps, ants and
termites some individuals actively manipulate food and hormones to cause
eggs and juveniles to develop in alternative ways that give different
kinds of workers in the colony. Plants grow taller and thinner when
densely seeded not because of an active manipulation but just because the
effect of crowding by others reduces available sunlight mainly to the top
growing edge (the local environment). In all cases other organisms change
the local environments of others, and in some cases such as the social
insects the effect becomes exploited and actively manipulated. In the
non-manipulating form the environment simply contains growth constraints
from some organisms for others that are effected. In the manipulating form
such as the social insects there are in the environment interlinked
constraints for both the effected and the effecting organism. Constraints
such as larvae and colony density constrain nest tending worker insects to
vary the nutrition or hormone inputs and the larvae have these latter
limiting growth constraints depending on the growth phase of the colony.
The recognition that organisms are constraints to each other and often
exploititively so shows how the environment can begin to be filled up with
biological constraints. Also, mutual constraints between organisms removes
a principled boundary separating organisms.
“Developmental
systems include much that is outside the traditional phenotype. This
raises the question of where one developmental system and one life cycle
ends and the next begins.”17
Following this
suggestion and considering the environment as a source and reservoir of
biological constraints, it makes sense to speak of inter-phenotypic
constraints. And when the environment contains reciprocal constraints
between organisms, then to this degree of interlocking, it makes sense to
speak of collective phenotypes or collective development. The local
environments of each organism have exploited those of the other so that a
mutual disequilibriated local environment is a condition of the
developmental system of each. These local mutually constrained
environments not only offer a way to view the production of constraints
from the perspective of the environment but they also are a useful way to
view the large variety of mutualisms, symbioses and general sociality
among conspecifics. They exploit each other’s external constraints often
mutually. In passive cases development of one organism is simply effected
by the external constraints of the other. In active cases development one
organism depends on or is subject to the external constraints of the other
such as with parasites or the aphids raised by ants.
Examples of the effects and exploitation of the local biotic constraints
of other organisms abound. The nucleated cell is apparently an evolved
symbiosis among several prokaryotes where the mutual exploitation of the
local environments of the other partners became so mutually entwined that
it is easy to speak of a collective. Care of infants by mothers especially
of mammals speaks of the use of the local environment for another. In fact
these examples of inter-phenotypic collectivities are so glaring that they
almost obscure their basis–the existence of local disequilibria in the
environments of organisms that act and are very often exploited as
constraints by other organisms. Small chemical concentrations, certain
behaviors, relative speeds, any local disequilibria are environmental
modifications from equilibrium that are available as niches for others in
the usual language but that are biotic external constraints in the
language here. Any environmental modification no matter how subtle and no
matter how local is a result that like any other environmental factor can
act as a constraint for the development of another organism. The real
difficulty here is not in imagining external biotic constraints but in
imagining just how staggeringly in numbers and effects they have modified
the biosphere.
Niche construction too is a type of external constraint. Here one organism
modifies its environment in a way that will feedback positively to itself.
It places a different constraint in the environment so that the constraint
will help its development. This constraint is now a temporally extended
effect on itself or on others. Local environmental disequilibria are now
exaggerated because of their positive effects. It is in fact the prior
disequilibrium outside an organism resulting from its metabolism or
activities that in theory is the opportunity for exploitation and
strengthening that is the explanation for the origin of niche
construction.18
Another type of external constraint is the recognition by animals of
categories in the environment such as mass, shape or pattern of activity.
These constraints show up in the environment as structured connections.
Any particular object by the existence of an animal’s categorization for
shape has its parts connected with weights that did not exist as mere
chemical structure. The environment is changed by, for example, the
particular food type’s being more vulnerable to being eaten. This type of
constraint is similar to labelling where one animal learns from another
animal that a particular food is good or that particular other animals are
dangerous. Learning in effect multiplies constraints such as
categorization by spreading them.
Tool usage scaffolds external constraints to one another in a
multi-stepped feedback linkage of external constraints. Tools such as
rocks and leaves are the intermediate step constraints that are connected
to inputs. The effect in the environment is that an input such as food is
now linked to certain classes of objects. The passing of skills between
organisms is a demonstration of three types of constraints–categories,
inputs, inter-phenotypic learning. The skill links categories and inputs
in the environment while the learning assures its spread.
A simple external constraint occurs just because of largeness of
organisms. Large organisms are constraints to smaller organisms just as
they have an inner hierarchy of constraints to keep the largeness of their
own parts integrated.
“By being
unresponsive, higher levels constrain and thereby impose general limits on
the behavior of small-scale entities. Constraint is therefore achieved not
by upper levels actively doing anything but rather by them doing nothing.”19
A much more
complicated external constraint occurs with intentions. It is similar to
categorization but with more forcefulness and with the possibility of
linking many steps together in an action plan. Nuts stored by a squirrel
in a cache is an example. What intentional constraints do to the
environment is to introduce temporal extension or futurity. Items that are
included in intentions are given different probabilities for their future.
This simple start of a typology of external constraints then can list
inputs, feedback to inputs as in perception, cues to development,
inter-phenotypic cues and manipulations, niche construction, tool usage,
skills, categories, labels, relative size and intentions. This is a list
for non-human organisms that leaves out symbols. Their diversity as well
as their ubiquity and their exploitation is what is worth taking note of.
And it is only by reframing these external effects of organisms as aspects
of the environment that one can appreciate how the environment has had its
own evolution on the planet that has been more than the collection of
creatures within it. This raises a question about what trend, if any, the
environment has undergone. Without wanting to broach the contentious issue
of evolutionary trends I nevertheless note two pieces of information that
suggest that the environment has evolved and that organisms have
co-evolved to keep up with it. Vermeij treats ecologies as economies with
global characteristics that evolve toward more integration and power. And
Goodsell notes succinctly that the bacteria Escherichia coli have
less than 5% of their bodies involved in motion and perception while
humans are built for this and have the bulk of our bodies devoted to
sensing, reaction and motion.20
Environmental Constraints as Key for Origin of Culture
The claim then is that the rise of cultures among animals could only
take place in an environment that was sufficiently rich in external
constraints. It was the heavily feedbacked and constrained environment of
hominid groups co-evolving with hominid brains which provided the base for
the distributed phenomena of culture, language, knowledge, cognition and
reality. Cognition cannot evolve one-sidedly in an organism
disinterestedly without the rewards and punishments feedback from
categorical handles attempted by the organism. Language cannot evolve as a
fully formed system but must come from the heavy interactional demands of
groups where intentions within the environment matter between the extremes
of lethal aggression and indifferent ignoral. Culture as a way of doing
things particular to groups requires enough versatility of environmental
interactions for a group to drift over to specific suites of interactive
doings. Only an environment full of behaviors, constructions, categories
and intentions coupled with group dynamics with roles, cooperation,
agonistic tensions, trial and error experimenters, learners and
manipulators could maintain and propel forward an environmental relational
juggernaut such as these hominid societies. They depended on behavioral
techniques, opportunistic niches, the tension of teamwork and competition,
long periods of juvenile learning which implied an extraordinary richness
of constraints back and forth to the environment and to each other’s
intentions. A sense of the environmental richness sufficient to engender
an effective metabolism of environmental constraints comes from the
following:21
“In the real life of
a prehistoric human, there would have been an unbroken continuum between
an animal appetite for food in all its diversity; the context in which
food was found (i.e., ecology); the ways in which food could be obtained
(i.e., tools and techniques); and the social context in which the food was
gathered, shared, and consumed (i.e., the group or ‘society’).”22
At the same time
this environmental richness is adapted to–genetically, behaviorally,
constructively and group-behaviorally–so that the richness is simplified:
“Adaptive behavior
is scaffolded by agents physically engineering their environment. They act
on their environment so that it subsequently generates cues that support
adaptive responses.”23
Culture has been
defined variously for high cultural tastes, for indigenous human cultures
in remote places and for animal groups with specific behaviors–all without
agreement about what culture really is. Customs, institutions, roles,
social learning of norms and traditions across generations are some of the
concepts used in these attempts. In the view here all of these concepts
are constituted from and of the relationships to external constraints in
the local environments of groups. From the point of view of evolutionary
developmental theory where actual phenotypes are very dependent on
environmental factors, the richness of the environment’s external
constraints fosters the drift of behavioral, intentional and constructing
ways that would in turn spread quickly by social constraints across the
whole group. It is this manifold of patterns among a social group and
their external constraints that allows drift and that becomes dynamic so
that patterns not only change in local social groups but are pushed
forward by imitative learning and discovery. The process of using external
constraints starts to become the process of producing more constraints to
exploit. Labelling, niche constructing, learning by imitation, teaching
and trial and error learning are all means to produce more external
constraints that either constrain outsiders negatively or group members
positively. More and more aspects of the environment become relevant
categories to the expanding length of feedback loops chaining new external
constraints. Similarly, manipulations of others including their
constructions, their intentions, their group roles and their learning
meant that individuals developed differently by the constraints placed on
them. Identities, roles and divisions of labor resulted. The environment
was abuzz with the use, production and manipulation of constraints whether
it was with abiotic features, other group members or other species such as
occurred with domestication.
This prehistoric rich environment as a precondition for the origination of
culture is like the rich environments that kids grow up in today. The
external constraints are there to adapt or bend as each individual and
generation chooses:
“The notion that
culture is transmissible from one generation to the next as a corpus of
knowledge, independently of its application in the world, is untenable for
the simple reason that it rests on the impossible precondition of a
ready-made cognitive architecture. In fact, I maintain, nothing is really
transmitted at all. The growth of knowledge in the life history of a
person is a result not of information transmission but of guided
rediscovery, where what each generation contributes to the next are not
rules and representations for the production of appropriate behavior but
the specific conditions of development under which successors, growing up
in a social world, can build up their own aptitudes and dispositions.”24
The power and
subtlety of culture and the conceptual continuity it shows with this
picture of a mutually constraining alliance of humans and environmental
aspects can be seen in a recent popular history book, Guns, Germs and
Steel by Jared Diamond. He asks the question why did European culture
easily push away native American cultures upon arrival 500 years ago given
that there is no discernible IQ difference. His answer was that it was not
just European soldiers and people who conquered but rather something like
a European conglomeration of people-domesticated-animals-germs-technology
that prevailed over a smaller native American conglomeration of
people-germs-technology. The conglomerate wholes were built not by smarter
peoples but by simply having a larger collection of domesticable plants
and animals which brought along more germs to adapt to and more time and
resources to grow more technology. In effect one culture as a type of
large collective being, the European one, was simply bigger and pushed
aside and accommodated with the smaller native American collective being.
The European conglomerate included effectively symbiotic relationships
with the domesticated plants and animals in what amounted to
society-symbioses collectivity. Its largeness over the native American one
he attributed simply to the plants and animals available in the respective
continents which in turn was predicated on two different environments–one
laid out in east-west extent that matched organisms’ ability to migrate in
similar weather bands versus the American one with a north-south geography
that precluded easy migration across weather bands. That Cortez in 1521
could come across the ocean and with a small band of soldiers push aside
the strongest civilization in the Americas, the Aztecs, speaks loudly
about the power of collectives and their differences especially when the
individual descendants of both sides go largely unmarked by differences in
today’s Mexico.25
Culture, whether for animals or humans, is very useful as a bridge concept
from human society today to earlier evolutionary social patterns. It
separates groups based on particular behavioral patterns and environmental
relationships, and it joins all complex groups as having in common
distinctive behavioral repertoires, environmental patterns and social
transmission of these patterns. That a culture contains domesticated
animals and plants only emphasizes its holism and its ability to grow for
which it is important to consider all the relationships and constraints in
its environment and not just the behaviors. Culture is a distributed
phenomenon of organisms and environment.
Consider the following example about the behavioral effects of merging two
different species of baboons into a single troop. It is taken from a study
of hamadryas baboons done by Kummer and colleagues. These baboons have a
social organization where large troops consist of males who herd several
females that stay close to their male. Yellow baboons are close relatives
who have a different social structure where the females move about in the
larger troop freely except during oestrus where they consort with a
dominant male. The researchers brought some yellow baboon females into a
troop of hamadryas. The yellow baboon females were brought into the harem
groups of some males but tended to wander about more freely than the male
hamadryas wanted. At first there was apparently much commotion and
coercion before the yellow baboon females learned to accept the home
group’s social organization. The authors citing the example attribute the
differences to “cultural and not genetic origin.” The female yellow
baboons were set from genetic and early developmental influences (when
were they separated from their original troops?) to require some of the
environmental factors offered by the adopting troop (large group for
safety, etc.) but not all. Their integration into the new group could go
forward because there were enough supporting constraints, but the
integration had a period of behavioral flare ups because some of the
constraints were not reciprocally matched. The environmental relationships
worked as whole to nudge them into a species atypical behavioral pattern.26
Similarly cognition should be considered as a distributed phenomenon where
constraints in the environment work in tandem with the development of
constraints in growing brains to mold preferences into overlapping
behavioral choices. Brains developed originally to coordinate the
distributed bodies of multicellular animals. They were the ganglia where
nerves came together. In this context it is good to remember that the
environment is a relative term. As in symbiosis where one organism is
environment to the other, so it is in multicellulars where cells, despite
having identical genetic endowments, are in important respects the
environment to each other so that they reciprocally constrain each other
through cellular communication.27
What is important here is that nerve cells and their hubs such as ganglia
and brains connect different parts of the organism together
including the sensory cues constraining it; they do not do
anything. Thus, there cannot be any cognition such as we experience until
organisms evolve to have extended external constraints (e.g., categories,
labels, refined and overlapping sensory cues, dependable constructions,
social signals) so that their nerve cells, hormones, sensory detectors and
activity producers can connect them and interconnect them. This connection
is seen from the concept of perception and action as circuits of
responsivity. My noticing a bird flying by is such a simple circuit made
by tying together ready-made connections. A bird flies by; light is
reflected; my peripheral vision changes its pattern of light intake and
nerve output; nerves pass this difference from my previous background view
of sky through well developed neural circuits depending on their synaptic
weightings and constraints of perceptual preferences; the nerve activity
is routed to the activity circuits of my head and neck muscles; a whole
pattern of activity of head movement and eye focusing is released; my body
is transformed and shifts its activity in a different state of focus. This
is consistent with connectionist architectures of brains especially as
they allow more for evolutionary structuring along with the input-output
connection weight modification through the growth that comes from testing
the connections.28
This weight modification of synaptic junctions between the brain’s nerve
cells parallels the weight modification of constraints in the environment.
We make connections in the environment between things and others.
Continued use of nerve connections is one means to strengthen the
connections between individual neurons. Nerve constraints are formed
similarly and at the same time as external constraints. And they both have
similar effects. To encounter two objects and make a connection between
them would seem to be the same connecting process of constraints narrowing
the possibilities as that of neuronal groups from memory inducing similar
constraints to strengthen an idea pattern.
Cognition then depends on the existence of many external constraints for
the input and output of its connectionist architecture and mode of
existence.
“A large part of the
significance of mind-world coupling lies in its iterative nature. We take
part of the world, and learn how to incorporate and use it as part of our
cognitive processing. That, in turn, allows us to integrate other parts of
the world that, in turn, both boost our cognitive capacities and allow us
to cognitively integrate further parts of the world. And so on.”29
A sense of how
thoroughly early humans were enmeshed cognitively in their rich external
constraints comes from the following:
“Hominids make
aspects of the physical or social world more salient by marking them
physically, linguistically, or behaviorally. Collectively then, hominid
groups buffer the increasing cognitive demands placed on them by their own
technologies, their extractive foraging, and their social relationships.
Such buffering allows the further expansion of information-hungry
techniques by reducing the burden of such techniques on individual
agents.”30
Language and
language origin too are more understandable within an environment made
relevant by rich biological constraints. Language study is still making a
transition from the study of language systems as their own parallel worlds
to the study of language by what it does. It is turning out that the
patterns of language as systems such as grammar are more understandable
from the point of view of language usage. The priority of language usage
over system also makes the origin and evolution of language
understandable. In fact this discovery of the usage environment under
language as system parallels the story here that reality as exploited
constraints underlies our system of objective reality. The simplest
formulation of language usage comes from Tomasello who emphasizes that
what we do with language is to try to manage the intentions and the
attention of others.31
“To oversimplify,
animal signals are aimed at the behavior and motivational states of
others, whereas human symbols are aimed at the attentional and mental
states of others.”32
From the point of
view of environmental constraints the shift alluded to above implies a
shift from attempts to manipulate behaviors to attempts to manipulate
temporally extended behaviors. Animals might growl or initiate mating
calls with implied messages of “Don’t come closer” or “Come, let’s mate.”
These are simple behavioral negotiations between the extremes of ignoral
and lethal attack. In a sense this type of communication is a boundary
negotiation between extended phenotypes. Human communication includes this
type of communication that more often uses the tried-and-true body
language, but it also is more often interested in the attentions and
intentions of others. What seems significant is that humans have enormous
intentional complexity to so many parts of their environment. In other
words language is about intentions and relationships to the environment,
and humans have lots of them, and they are very interested in them
including those of others. Tomasello notes that from about 1 year of age
human infants are pointing and joining others in attention so that
behavior is a triad of self, object and other whereas this sharing of
attention does not exist with any non-human animals.
The sharing of attention such as in imitation learning is a notable
evolutionary acquisition. From the environmental constraints perspective
it means that complex series of external constraints could be followed in
tandem or temporally extended external constraints (e.g., intentions)
could become shared. Given the picture of human collectivities as richly
tied socially and temporally with their environment, the ability to share
and coordinate external relationships is not surprising. It is in fact the
combination of sharing and differences that makes the manipulations of
intentions necessary and that explains the activity of language. One is
motivated to speak because of intentional differences (even if it is
simply to give the message to pay attention to this). One uses
conventional symbols or, more directly, any associated constraint that can
be commonly tied to a referent to bring more distant references into a
common attentional frame. This is using part for whole as an indicator of
the whole while recognizing that the richness of environmental constraints
adds many possible choices of “parts.” For example, a singular cry could
refer to an incident where someone memorably fell from a banana tree the
day before with a unique scream, or it could point to bananas or to
feeding or to a certain direction; but it is a constraint that pulls
others’ attention to the cluster from yesterday’s incident that included
the notable scream. Once used and tied to the eventually obvious intention
chosen, its association becomes tighter. Intentions, part for whole
substitution as referential and shared attention all are part of an
interactive theater of behavior that depend on the richness of
environmental constraints and their social management.33
The richness of environmental constraints in contrast to the given and
fixed quality usually ascribed to reality explains many anomalous aspects
of language. Because associative and intentional connections are so rich,
they give many new associated aspects of the environment that can be used
as signs or links or stand-ins for any central environmental connection.
Intentions and associations make new “parts” for old wholes because out
attentions and intentions are adding constraints all the time. And because
symbols or conscripted signs made from external constraints come with
their own histories, they offer additional connections and perspectives
compared to the antiquated word-for-thing simple substitution idea. In
fact language like all activity not only uses the richness of external
constraints to modify listener’s intentions and attention but it also
modifies, adds and makes more complex those external constraints. “But you
said so and so” is a recognition that a previously placed constraint is
not as originally placed.34
The richness of environmental constraints also removes the simplistic
temptation that messages are definite packets of information. Language is
simply not of the order of complexity of the environmental constraints in
which we live. This is true whether composing a message or listening to
someone else’s meaning.
"To decode a message
fully, one would have to reconstruct the entire semantic structure which
underlay its creation–and thus to understand the sender in every deep
way."35
What at first seems
like a loss if one recognizes the disparity between our complex
embeddedness in external constraints versus the simplicity of our language
constructions is really only a loss of naivete. In fact under the
presumption of simple matching of facts by language, communication cannot
really occur since it presents two parties trying to push each other away
from definitive mappings that are presumed to be or become identical. It
is no wonder that language’s pretending to match a definitive version of
reality has spawned such ideological frustration under the name of
communicating. The alternative is to recognize the radical richness and
idiosyncracy of each individual’s relationships into the environment and
recognize that every interaction whether with communicative intentions or
not gives us new and shifted constraints. We begin and end in non-uniform
relationships to the world. And, we cannot help but change even if just by
the changes we undergo ourselves from whatever brief detour of attention
for communication. But these changes will very unlikely be what any
speaker intended. From the context side and within each of our complex of
external constraints any interaction means that we change; we cannot help
but change; it is usually not as a speaker intended; that change can be
similar to how a speaker intended gives hope to keep trying. By thus
correlating external constraints and improving a group’s ability to
coordinate them is a group’s integration improved. In the negative case
groups lose flexibility or branch into more separate communities. In
modern societies the sad result has often been that we branch into
societies of one, isolated individual.36
Reality: the Rich Matrix of External Constraints
In the presentation so far culture, cognition and language are offered
as more understandable than in traditional accounts if understood as
distributed phenomena that are born in a matrix of rich environmental
constraints formed by the behavioral interactions of individual organisms.
This rich matrix is what is referred to as reality. The worlds that we
live in are our external constraints. These worlds that are our known
cosmos would not exist except by the huge biological effort of evolving
and developping functions to sense, structure and interconnect this vast
array of structured conditions. The issue is not whether we construct
knowledge or receive objectivity (such as in the current debate between
constructivists and objectivists); the issue is that we must always
construct relationships to receive the hoped for objectivity of the
territory. And even in the case where we structure a relationship to our
environment where there is an unadulterated reception of a pure feature
like objectivity should provide, by constructing this window to it and
tying our multiplicity of connections to it means that we have attached
all our other connections to it. The objects might have an independent
origin, but but knowing them we interconnect them with our whole
biologically formed web of constraints. We have adulterated the imagined
pristine object. Knowing, loving and domesticating merge as we pull those
known and the things known into our externally connected collective.
Like cognition knowledge is the connection to the external constraints we
“find” and build. “Connection” could be a good synonym for knowledge. One
either has a connection to something or does not. Implicit knowledge,
where some people know something thoroughly like a routine connection,
implies that you can have a deeper connection to something. What is
possibly odd for those of us who have grown up on objective reality is to
imagine that reality is not always there waiting for us to get it. We had
to construct connections to it. We had to build the constraint detectors
and produce constraints to connect ourselves to the territory at our
boundaries. That sometimes we overshot the mark and by, for example, the
scarcity of our resources constructed external constraints that were more
constructed by us and less by the neighboring objects we encountered is
what we expect and what we find as pointed out by epistemological
constructivists. Sometimes a simple categorization suffices for the
cognitive cost. Sometimes fantasies are just simpler or more fun.
Reality is not constructed as a false fabrication; it is constructed
because this is the only way organisms exploiting feedback with their
environment could build themselves to it. But reality is even less an
objective, independent territory because it fundamentally exists as the
maps we have built towards it. Hence, it is found as much in our heads,
our books, our databases, our archaelogical sites, our experimental
apparatus, our films and out stories as it is “out there.” All these
archives and sources have collected external constraints just as we have
framed them, categorized them, labelled them and constructed them out in
the environment. It is this prodigious growth of external constraints over
evolutionary time and massive exploitation over human evolutionary time
and more massive production over historical time that connects us
participants of culture so massively into this naturalistic accommodation
with our environment. Bringing an example up to the modern time, consider
the external constraints of just walking down the sidewalk of a major city
today. The architecture, signage, advertising, people interactions all
scream out “Don’t go here” and “Come here” and provide an environment that
is clogged with external constraints.
This view of reality and knowledge also gives an account of how human
alienation occurred at the dawn of human history as recounted in the story
of The Fall in Genesis and as studied in psychoanalytic history where
humans are supposed to have gained knowledge but to have lost touch with
either god or their inner certainty. In this latter account it is the
gradual shift from the level of organisms’ direct embodied relationships
to a preponderant usage of the social and language level that led to the
alienated off-balancedness. As the learning and manipulating of external
constraints took full speed in human cultures the direct, personally
constructed and internal constraints became ignored. For example, a child
developmental researcher in discussing language acquistion in children
notes:
"At first glance,
language appears to be a straightforward advantage for the augmentation of
interpersonal experience. It makes parts of our known experience more
shareable with others. In addition, it permits two people to create mutual
experiences of meaning that had been unknown before and could never have
existed until fashioned by words. It also finally permits the child to
begin to construct a narrative of his own life. But in fact language is a
double-edged sword. It also makes some parts of our experience less
shareable with ourselves and with others. It drives a wedge between two
simultaneous forms of interpersonal experience: as it is lived and as it
is verbally represented."37
It is the same wedge
that language drives between verbal presentation and direct experience
that is the difference between the modern view of objective reality and
naturalistic, direct reality described in this paper. On the one hand
there is the objective reality charted laboriously by science over almost
four centuries and used aspiringly by most of us in the public domain when
attempting to gain “realistic” understandings of events and forces around
us. On the other hand there is this plus the gazillions of individual and
group-specific hunches, errors, personal associations, habits, unconscious
patterns, idiosyncratic perceptions, hopes, plans, loyalties and so forth
that is the huge but subtle base and superset of the former. This latter,
naturalistic and direct view of reality is a mapping or a story as soon as
we describe it to another or even in monologue back to ourselves. In the
direct acts of encountering the environmental territory, however, this
view of reality describes the interface between the constraints given by
our organism and those received from the territory and from those other
constraint givers like ourselves with whom we share symbiotic
relationships to our environment. Only the freedom to be “wrong” and
openness to one’s environment with “fresh eyes” allows one not to be using
a mapping or older constraints.
Objective reality is a distillation of a complex, lived, direct reality.
And objective reality is an achievement that along with culture and
monotheism probably ranks as a major evolutionary transition. And then
like all external constraints objective reality is also a view that many
of us have various stakes in. To give more of an intuitive feel for
naturalistic reality it will be useful to describe it in relation to
different viewpoints in our society as I reconstruct them. To this task I
will divide my audience up into possibly useful and definitely arbitrary
distinctions as: objective scientists, postmodernists and “whatever”
people, ordinary people who use therapy, those with a distaste for
intellectual jargon, sociologists and paranormal investigators. To
objective scientists the proposition offered here is that objective
reality ought to neither be enshrined as dogma nor be diluted by various
claims of relativism but that it instead ought to offer its advantages on
the strict basis of the process of its own formation out of the midst of
the larger flotsam of individual views. It is method, system and
institutions in the midst of an environment of external constraints
growing ever more elaborate in our complex societies. And there is no
future in pretending that one’s beliefs and knowledge do not matter (i.e.,
that knowledge and theory are independent or neutral); they are
efficacious in redirecting the probabilities of action in the world
whether they are “correct” or “incorrect.” In this sense constraints are
considered real by the very change they make to the probable.
While this essay principally aspires to use the method of science on the
logic of objective reality, it does cross over to using something of a
polemic to show the advantages of naturalistic reality. I do this because
it is my contention that science springs from an earlier theological and
polemical method that is a less exact but more fulsome embedding of
thought in a complete world. This is the same argument that traces an
evolutionary history of reality leading to the axial paradigm of objective
reality. Secondly, I do this because I imagine that it could be part of a
reformed objectivity that is more cognizant of the actual messiness of the
formation of systemic knowledge. It is what I believe Fox Keller refers to
as “dynamic objectivity”:
"Dynamic objectivity
aims at a form of knowledge that grants to the world around us its
independent integrity but does so in a way that remains cognizant of,
indeed relies on, our connectivity with that world. In this, dynamic
objectivity is not unlike empathy, a form of knowledge of other persons
that draws explicitly on the commonality of feelings and experience in
order to enrich one's understanding of another in his or her own right.
... Dynamic objectivity is thus a pursuit of knowledge that makes use of
subjective experience (Piaget calls it consciousness of self) in the
interests of a more effective objectivity."38
To postmodernists
and those who would take the relativistic “whatever” position, the notion
of naturalistic reality offers the possibility to choose any degree of
cognitive solidarity greater than zero. To agree with no one is certainly
an option but short of entering some presumptive dogma there are many ways
to apportion agreement and disagreement all of which contribute to the
play of independence and solidarity in society. What naturalistic reality
does is to recognize the fundamental fecundity of meaning which is so
important to the postmodern tradition. The inherent fractious richness of
all knowledge speaks to the rich constraints from where we came to it and
to the rich constraints that are made by our interventions.
To ordinary people who might use therapy or personal psychological
insights, this hypothesis of naturalistic reality is saying that there
does not have to be two worlds–(objective) reality and our personal
relational ones. They are entwined. Reality and knowledge are always
participatory to some degree. To people with a distaste for intellectual
jargon the view here is in support of your distrust of language; it is a
process that abstracts or freezes lived reality. Language is another tool
in our ecology but not an enabled bulldozer. To sociologists the view of
naturalistic reality agrees with the sociology of knowledge assessment
that truth arises from social constructions regardless of its objective
status. And yet by describing the highly subtle and idiosyncratic nature
of the contact that organisms make with aspects of their environment in
exchanging constraints, the naturalistic reality view supports individual
contributions to reality that do not make the status of social truth. This
is what, I believe, is meant by society’s lifeworld dimension where
individual acts form their own subtle calculus as compared to society’s
system dimension where large constraints shape the lives of individuals.39
To paranormal investigators and to those alarmed by how the objectivists
have taken out much of the subtlety and magic of the world, the view of
naturalistic reality offers indirect support. It endorses no direct,
hypothesized paranormal mechanisms. But by bringing back into light the
overwhelming subtlety of all our intentional and relational connections
between each other and into the environment it makes plausible the
chaining of subtle constraints. For example, the fairly common experience
of thinking of something at the same time with another is often the result
of associations and constraints that are subliminal. The magic of these
subtle effects within the rich fabric of external constraints is more
palpable when one steps out of the more stable grooves of conventionalized
cultures.
There is another way to make reality as the immersion of biological
constraints into the environment more intuitive. If one imagines all the
ideas, beliefs, plans and associations of everyone on earth, then this
grand sum and this grand integration and distortion of the environment is
actual reality as we know and live it. This is the practical sense of
naturalistic reality (while ignoring temporarily the external constraints
of other species and the cultural storehouses such as libraries). Reality
is what we believe it is, right or wrong; and “we” means all of us. This
is the actual pattern of our interaction with the world, and it is this
actual pattern that has so many effects on the physical environment. Our
actual ideas, beliefs and plans are huge constraints that for better or
worse, right or wrong, move mountains for highways, domesticate species,
drive others extinct, rearrange the furniture of houses and lawns, change
the composition of the atmosphere and mobilize groups of physicists to
study distant constellations. And this grand sum of everyone’s beliefs and
ideas is a reality that includes objective reality since the views of all
objectivists are included in the sum.
An important consideration is whether naturalistic reality feels any
different than the objective reality of modern cultural heritage. A
comparison with the feel of objective reality is in order. Someone who
lives by the understanding of objective reality tends to become
effectively an operator. If everything is either known or should be known
then life becomes the control or at least keeping up with things that must
happen in order for things to be right. It often leads to a hectic,
disembodied performance in a rather existentially heartless world.
Naturalistic reality is big enough to accommodate anyone’s style of
managing external relationships. Helpful in this comparison would be
someone who lives by being comfortable and open to changes. In my mind
this is associated with the goals of instruction in the martial art of
akido. One attempts to be centered and ready to respond quickly without
going off center. Since we are the connections we make to the world, we
can be comfortable in the constraints we keep while being openly
responsive to changes that intervene. This is a positive framing that is
neither deterministic nor complete free will. The quickness of response
might be construed as stimulus-response, but the training involves a
preparation for an aware discrimination. The intent is to move in harmony
with the vicissitudes of the environment while bringing a set of
stabilized or grounded patterns of goals and values. It fosters a
practiced compromise of free will and determinism.
In regard to another naturalistic reality removes the totalizing attitude
that everyone’s relationships in the environment should be essentially the
same. This field effect on each other could support all of us to have a
greater degree of comfort in our unique pathways of acquiring connections.
We are growths, not compliers.
The question now is how did objective reality, the preferred subset of
naturalistic reality, come to be. Like the suggestion given above of how
language drives a wedge between socially shared experience and direct
experience, history reveals a long period where mythological richness
became streamlined into greater precision. This story is encapsulated in
the myth of human alienation from nature such as exemplified in the
biblical story of Adam and Eve’s exile from paradise because of the gift
of knowledge. It can be noted that reality in Chinese culture is claimed
to have always had a strong sense of being alive:
“Yet the notion of
humanity as forming one body with the universe has been so widely accepted
by the Chinese, in popular as well as elite culture, that it can very well
be characterized as a general Chinese worldview.”40
In the West the
historical reduction of the richness of idiosyncratic myths into unifying
themes that paralleled alphabetization can be seen in the history of early
Greece. One writer, the mathematician and philosopher Paul Feyerabend in a
posthumous work with a title of the same phrase described the historical
process as “the conquest of abundance.” In Homer any detail could be as
important as another without foreground, background or logical hierarchy.
By Socrates’ time the abstract had become more interesting than details:41
“Before long the
problem of human action which is the concern of tragedy was to become a
matter for intellectual cognition; Socrates insists on solving the problem
through knowledge of the good. That is the ultimate abstraction of the
real, its transformation into a teleological concept. Where a divine world
had endowed the human world with meaning, we now find the universal
determining the particular.”42
Christianity
repudiated the pagan abstractness and bridged the gap (abstractness versus
particulars) by combining a sense of everyday meaning in the particulars
tied through salvational meaning of each particular to an abstract god.
The Middle Ages saw the twin developments of chasing out the idiosyncratic
such as Francis Bacon’s idols of the market and of following the
Nominalists’ efforts to name and define particulars exactly. The abstract
was brought down from Plato’s perfect ideas into a penchant for exactitude
in naming and measuring. As science began:
“The medieval sense
of God’s symbolic presence in his creation, and the sense of a universe
replete with transcendent meanings and hints, had to recede if not to give
way totally to the postulates of univocation and homogeneity in the
seventeenth century....
“All of them [seventeenth century philosophers and scientists] and most of
the others believed that the subjects of theology and science alike can be
absolutely de-metaphorized and de-symbolized.”43
The excising of the
particular came most clearly in Descartes’ move, as mentioned, to remove
discussion about res cogitans, the thinking things or the products
of the mind, and to be concerned in an uncontaminated way with res
extensa, the things with extension such as objects. The material world
could then be mapped in earnest as particulars without the need for
finding its transcendent meaning in any otherworldly connections.
Particulars once again got mapped to abstractness but this time through
universal forces and categories such as mass, charge and length. This is
the story of how we came to take the objective world mediated by social
scientific exactness of description as reality. It came into being without
the res cogitans, without the various idols, faeries, mental perspectives
and cultural predilections and without the political, planning and
technological designs humans made upon it. It was the reality of immutable
and independent facts. Facts were not just independent of us but were
supposed to be independent of each other and not come packaged in clusters
that propped each other up. The objective reality of facts was stripped of
all connections–to us, to others, to each other.44
The simplification was useful then but has run its course. The deeper
reality of which objective reality is a well mapped subset is needed if we
are to be able to reclaim our psychological roots, our social connections,
our ecological place in the world and our further advancement of the
intellectual advancement nobly begun and now beyond our reach in the
subtle connections of mind in external constraints. As we rush headlong
into an age of virtual effects and reproductive technologies, objective
reality is a simplistic map. It leaves experts arguing hoarsely from
different well tended piles of facts. It leaves all of us arguing
vociferously from convictions without the ability to work with more subtle
relationships. It leaves citizens being led by elites who are asked to
lead from facts without connections so that the only language of
connections is to the shadows of base motives. It leaves kids being
educated, being brought out with more justification than discovery so that
one is pushed to wobble between conformity and rebellion. It leaves
educated adults stumbling to find experiential education where breathing,
movement, first and second person encounters with others, meditation or
various therapies can help bodies and minds to recoup integration. It
leaves many of those outside the world cultural centers wondering how the
technological powerhouse lost its heart and soul. I find that I am so
tempted by the language of the third person that I can hardly make
statements from myself to another directly in the second person–to a you.45
Speaking in the second person would allow us to be more in touch with the
ecology of constraints that gave birth to human culture. After Modernism’s
vain clarity by simplicity there will almost certainly be some form of
cognitive and social ecology. The assured final insufficiency of the
control paradigm in the midst of a hyperlinked culture will most probably
drive us there. The tendency will be to share the local control social
architecture of ecology with our distant forebears. And it will probably
require an ecological view of knowledge and reality where even
epistemological fundamentalisms are not welcome in order to be able to
function. Clusters of beliefs surely, but no privileged ones. It will
likely be an ecology on the levels of ideas, institutions, language and
selves.
“To be open, for a
human being, is to be alive. ‘The psyche is one open system connected to
another, and only under those conditions is it renewable,’ writes Kristeva.
‘If it lives, your psyche is in love. If it is not in love, it is dead.”46
It is reality as the
ecology of our perceptions, intentions, associations, biases and their
social fusions that ties us in such dependent and creative ways to the
environment, to the territory of the unknown continuities of energy and
matter. As some have noted, the world described by science is a dull
affair, just molecules, radiation and energy passing, colliding, jostling,
transforming and vibrating in endless inertial continuity. Those are the
scientific results. But it is we who bring the color, the sound, the
beauty, the patterns of alliances, the creativity to bring forth the
harmonies and disharmonies. We can do this because of our organismic and
developmental nature. We bring the constraints to the molecular pathways.
And it is not just humans who do this. It is the whole biosphere. We,
larger and more plastic species, bring some more macro and more flexible
constraints. It is neither determinism nor free will but the continual
exploitation and scaffolding of constraints for the emergence of structure
on a planetary scale. It heralds a turn in science to integrate laws with
constraints:
“The science which
we defined as ‘classical’ wanted to create a grand dichotomy around the
pair necessary/not necessary, and to consider it as fundamentally
isomorphic to the dichotomy existent/non-existent. The possible
(and not necessary) hence appeared relegated to a twilight zone of
indeterminacy. Its very existence depended perhaps on limitations within
our modalities of understanding, which could be eliminated once one could
find (or imagined one could find) a ‘more suitable’ vantage point. It is
the explosion of this area of the possible which characterizes the
multiple developments of contemporary science. Today it is the pair
possible/not possible which reformulates the classical problems of
necessity, and this dichotomy is not at all identifiable with the pair
existent/non-existent. As we shall see later, this transition in the
interpretation of scientific law clearly expresses the meaning of these
epistemological shifts. We can indeed talk about a transition from a
notion of prescriptive requisite law to an idea of law understood as the
expression of a constraint.”47
What is being
claimed here is that the possible and the probable are not just the
subject of our language but are the way that reality is larger because of
us. To look, to know and to write are all ways that we change and join our
environment. We humans are not the unique heroes of the story. We are,
however, a major evolutionary transition in the epic of life and the
cosmos.
In summary the argument is that philosophical dualism has separated
organisms from their environment in the study of biology just as it
separated human minds from material reality. But now the progress of
biology and the breaking of human mental isolation depend on expanding the
traffic across these already breached separations. The path charted here
notes how organisms are as dependent on environmental constraints as on
genetic ones so that constraints and their inherited transmission suggests
a general pattern that recognizes equally in principle external as well as
internal constraints. In looking for external constraints it was found
that there are many in type and a massively-saturating-the-environment
number of them. Considering this environmental effect of evolution where
environments became saturated with external constraints, it was found that
phenomena such as culture, cognition and language are more explainable as
distributed phenomena arising from feedbacking in such high-constraint
environments. And, in appreciating this evolution of the environment it is
claimed that the environment for us with our saturated constraints is the
reality that we experience.
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Notes:
1. For environment as niche construction by organisms see Odling-Smee et
al (2003); for environment as organism see Turner (2000).
2. Lewontin (2001). P. 55.
3. Wilson (2004). P. 217.
4. West-Eberhard (2003). P. 141. In fairness her quote goes on to return
primacy to genes: “Then, if the phenotypic variation that causes selection
has a genetic component, this causes evolution, or
cross-generational change in phenotypic and genotypic frequencies.”
However, in other contexts she supports evolution through environmental
and behavioral channels. Her support for the environment as an agent of
evolution shows up in this remark: “Yet if we accept the dual nature of
the phenotype–the undeniable fact that the phenotype is a product of both
genotype and environment, and the equally undeniable fact that
phenotypes evolve, there is no escape from the conclusion that
evolution of a commonly recognized sort can occur without genetic change.”
P. 17.
5. To be sure there is a distinction between at least two types of
modularity–developmental and functional–although the two often overlap. It
is developmental modularity that is of interest here. West-Eberhard (2003)
underscores the holistic nature of development in speaking of
developmental linkage: “Unlike genetic recombination, in which most new
combinations are lost during meiosis in every generation unless tightly
chromosomally linked, novel combinations produced by phenotypic
recombination can be preserved by developmental linkage–preservation
and spread of novel phenotypic combinations due to selection on regulation
that favors their coexpression or sequence. This–developmental rather than
chromosomal linkage–is how new adaptive trait combinations are formed
during evolution.” Pps. 172-3.
6. Camazine, S., et al. Self-Organization in Biological Systems. Princeton
University Press. 2001. p. 89. Quoted in Corning (2003), p. 288.
7. Griffiths, Paul & Russell Gray (2004). P. 411.
8. Jablonka and Lamb (2005). P. 344. Symbiosis as an inheritance channel
is argued in “Symbiosis, Evolvability, and Modularity” by Kim Sterelny.
Pps. 490-513 from Schlosser, & Wagner (2004).
9. Jablonka and Lamb (2005). P. 234.
10. West-Eberhard (2003). Pps. 337-8.
11. West-Eberhard (2003). P. 77. Also Sih (2004) has it similarly while
using the term “developmental plasticity” to refer to “morphological, or
life history traits” that: “... rather than being fundamentally different,
both behavioral and developmental plasticity encompass broad and
overlapping ranges of a continuum of plasticity. Both should be considered
in the study of phenotypic plasticity.” Pps. 112, 114. Intriguingly, West-Eberhard
cites Trewavas and Jennings as claiming that plants have more
morphological plasticity whereas animals show more behavioral plasticity:
“The adaptiveness of animals lies in the brain, in the almost endless
number of combinations in which the different tissues can be made to work
together to produce different types of behavior.” Trewavas, A. J. and
Jennings, D.H. 1986. Introduction. In: Plasticity in Plants, D.H. Jennings
and A.J. Trewavas (eds.). Symposia of the Society for Experimental
Biology, No. 40. Company of Biologists Limited, Cambridge, pp. 1-4. Quoted
in West-Eberhard, P. 77.
12. Odling-Smee et al. (2003). P. 11-14. Their interest in niche
construction as an evolutionary channel is revealed by the following:
“Where niche construction affects multiple generations, it introduces a
second general inheritance system in evolution, one that works via
environments. This second inheritance system has not yet been widely
incorporated by evolutionary theory.” P. 13. Their openness to the logic
of developmental theory as potentially short-circuiting the need for
evolution caused by niche construction to be tied to genes is seen in the
following: “When phenotypes construct niches, they become more than simply
‘vehicles’ for their genes, as they may now also be responsible for
modifying some of the sources of natural selection in their environments
that subsequently feed back to select their own genes. However, relative
to this second role of phenotypes in evolution, there is no requirement
for the niche-constructing activities of phenotypes to result directly
from naturally selected genes before they can influence the selection of
genes in populations. Animal niche construction may depend on learning and
other experiential factors, and in humans it may depend on cultural
processes.” P. 21. Their conception of movement as niche construction is
stated as: “Niche construction occurs when an organism modifies the
feature-factor relationship between itself and its environment by actively
changing one or more of the factors in its environment, either by
physically perturbing factors at its current location in space and time,
or by relocating to a different space-time address, thereby exposing
itself to different factors.” P. 41.
13. West-Eberhard (2003). P. 99.
14. West-Eberhard (2003). P. 499. Emphases in the original. Subquote is
from Rensch, B. Evolution Above the Species Level. Columbia University
Press. 1960. P. 298.
Parenthetically, the picture of environmental integration is not much
different from the vantage of what the mind does according to Wilson
(2004): “Both culturally and individually we construct perception-action
cycles that involve attuning ourselves to the world, and the world to
ourselves. Many such cycles are constituted primarily by conscious
experiences and acts, and their temporal extension, over minutes or hours,
goes hand-in-hand with their spatial extension beyond the brain of
individual cognizers.” P. 218.
15. This organism-advantageous traffic in external constraints is
explained by Odling-Smee et al (2003) in their treatment of the case of
niche construction: “Obviously organisms cannot break the second law of
thermodynamics. Instead they participate with their local environments in
two-way interactions that create coupled organism-environment systems that
do permit organisms to stay alive without violating the second law. These
two-way interactions account for the origins of obligate niche
construction. To gain the resources they need and to dispose of their
detritus, organisms cannot just respond to their environments. They must
also act on their local environments and by doing so change them, in the
process converting free energy to dissipated energy. Hence, evolution is
contingent on the capacity of organisms to use their environments in ways
that allow them to gain sufficient energy and material resources from
their environments, and to emit sufficient detritus into their
environments, to stay alive and reproduce.” Pps. 168-9.
16. Odling-Smee et al (2003). Pps. 51-2. McGrew (2004). P. 105.
17. Griffiths, Paul & Russell Gray (2004). P. 423.
18. See Odling-Smee et al (2003) for a treatment of the origin of niche
construction. Pps. 171-9.
19. Allen & Ahl (1996). P. 103. The same point is made by Deacon (1997):
“Large animals, in comparison, can get by with rather slower reflexes, can
afford to vary their sexual and foraging behaviors in an effort to better
optimize their behaviors, and may have a considerable opportunity to learn
by observation and trial and error. Being longer-lived puts a greater
premium on learning and memory, and less on automatic preprogrammed
behaviors. In addition, living a long time or having the capacity to
travel for long distances is more likely to expose an animal to
significant changes in the environment.” P. 160.
20. Vermeij (2004). For example, in speaking of producers (plants and prey
species) and consumers (predators) he speaks of an interrelated whole:
“Great works of nature and of humanity all have something in common: they
exemplify power. The competitively dominant producers provide food, create
structure, offer shelter and living space for others, modify the
environment of life, and even in death nourish their surroundings, chiefly
to their own advantage but also to the benefit of many other members of
their economy. The dominant consumers regulate when, where, and how the
economic units with which they interact make their livings, and determine
the adaptive responses that producers and fellow consumers deploy to
defend themselves and the resources they control.” P. 122.
Similarly Corning (2003) emphasizes the reciprocal effects of collectives:
“In other words, it is the ‘payoffs’ associated with various synergistic
effects in a given context that constitute the underlying cause of
cooperative relationships–and complex organization–in nature. The synergy
produced by the ‘whole’ provides the functional benefits that may
differentially favor the survival and reproduction of the ‘parts.’
Although it may seem like backwards logic, the thesis is that functional
synergy is the underlying cause of cooperation (and organization) in
living systems, not the other way around. To repeat, the Synergism
Hypothesis is really, at heart, an ‘economic’ theory of complexity in
evolution.” P. 117.
Human comparison to bacteria is from Goodsell (1998). P. 50.
21. Deacon (1997) makes the point how hominid evolution in effect had a
potential bottleneck in the conflict between teamwork and competition in
that usual primate patterns for groups implied dominant males only which
would have made cooperation for hunting and scavenging for meat if not for
later cooperative endeavors impossible. Thus “In human foraging societies,
these conditions are not linked and pair bonding occurs in the context of
group living. Resources are scarce enough that females can only rear their
offspring with male support, and meat can only be acquired by groups of
men. This pits two critical reproductive problems against one another: the
importance of pair isolation to maximize the probability of sexual
fidelity, and the importance of group size for access to a critical
resource.” P. 388. Sterelny (2003), however, notes at least two potential
factors to give cooperation an edge: increased weaponry made coalitions
against dominants easier and what he calls the “female cooperation suite”
where foraging, extended child rearing and even life after menopause
increased cooperation among females.
22. Kingdon (2003). Pps. 295-6.
23. Sterelny (2003). P. 19.
24. Ingold (2001). P. 272.
25. Consider how contemporary historians McNeill & McNeill (2003) view
history as webs where cultural relationships flowed in distinct patterns:
“... peoples outside, or on the fringes of, the metropolitan webs, who,
recognizing their own vulnerability, either sought to remedy the situation
by borrowing and adapting whatever made others so powerful–or,
alternately, deliberately tried to reject outside corruption by defending,
strengthening, and reaffirming what made them different.
“Consequently, as skills, goods, and attitudes spread from the heartland
of each civilization, a cultural slope defined itself, and social and
environmental strains multiplied everywhere along it.” P. 81.
26. Manning & Dawkins (1997). Pps. 413-7.
27. Elman et al describe this relativity of the environment: “In the same
vein, the notion of environment is perhaps best conceived as a Russian
doll, a nested series of structures organized from ‘outside’ to ‘inside.’
Mothers serve as the environment for the fetus. Organs serve as
environments for one another–scaffolding, supporting, blocking and shaping
one another into a final configuration. And individual cells are
powerfully influenced by their neighbors.” P. 245.
28. Elman et al (1998) speak of the close correlation between evolutionary
developmental theory and the connectionist architecture of vertabrate
brains that they characterize as “interactionist” at all levels including
heavily with the environment. Within this framework they support the view
that developmental interaction has become more complexly integrated over
evolutionary time: “The main conclusion we come to is that part of the
evolution of ontogenesis has involved taking advantage of interactions at
increasingly higher levels. We shall suggest that organisms have evolved
from ontogenetic development based on mosaic systems (molecular level
interactions), to regulatory systems (cellular level interactions), to
nervous systems (systems level interactions), to an increasing dependence
on behavioral/cultural factors (environment-organism interactions). Each
of these steps in the evolution of ontogenetic systems increases the time
taken for the development of an individual of the species. In the case of
our own species, this process has played a particularly crucial role.” Pps.
322-3.
29. Wilson (2004). P. 212.
30. Sterelny (2003). P. 157.
31. Usage based views of language come from Deacon (1997), both Tomasello
sources and Schiffrin et al (2003) including especially contribution of
Robin Lakoff.
32. Tomasello (2003). P. 8.
33. Deacon’s (1997) use of icons and Bateson’s recognition of the part for
whole relationships are helpful here. Bateson (1972) has it that: “It will
be noted that this way of thinking about communication groups all methods
of coding under the single rubric of part-for-whole. The verbal message
‘It is raining’ is to be seen as a part of a larger universe within
which that message creates redundancy or predictability. The ‘digital,’
the ‘analogic,’ the ‘iconic,’ the ‘metaphoric,’ and all other methods of
coding are subsumed under this single heading.” P. 415.
Although Deacon thinks the transition from iconic parts to symbols with
their arbitrariness and multiplicity of referential connections is
improbably difficult, neither would seem to be so great a problem in a
constraint-rich environment. My hypothetical example of a singular scream
of a hominid that is easily tied in many directions from all the
constraints of a particular past incident coupled with those of present
needs before reinforcment is meant to be suggestive. Van Schaik (2004)
notes that: “...we see that the same signal has different meanings in
different places, which must imply arbitrary meaning. Christophe Boesch
raised the possibility of arbitrary signal meaning in chimpanzees. He
noted that the same signal, leaf clipping, means invitation to play in one
place, an invitation to have sex in another. In our own orangutans, we
have the tantalizing case of the raspberry sounds an animal makes when
finishing a nest and just before bedding down. Why do all orangutans make
the sound at exactly that time? Do the prt-prt sounds mean that the
sender is saying good night to others nearby? But why should it mean that?
At first the sound may have been completely meaningless to the local mawas
and later acquired its meaning through the forming of an association. If
orangutans at Suaq show clear signs of understanding the meaning of the
sound, for instance by being more likely to make their own nest after
hearing the reaspberry, whereas those elsewhere do not ‘understand’ them
in the same way, then the prt-prt may qualify as a symbol. If a
particular signal variant means different things at different sites (e.g.,
leaf clipping), or is used at only a single site with a seemingly
arbitrary meaning (e.g., the nest-time raspberries), that comes perilously
close to symbolic use.” P. 156.
34. Tomasello (1999) in different vocabulary emphasizes that language
depends on prior relationships and that it then bestows additional
relationships: “The point is not that language creates ex nihilo
the ability to categorize, to perspectivize, or to make analogies or
metaphors. That is impossible because language depends on these skills,
and they may be present in basic form in either nonhuman primates or
prelinguistic infants. But what has happened is that in collaboration over
historical time human beings have created an incredible array of
categorical perspectives and construals on all kinds of objects, events,
and relations, and then they have embodied them in their systems of
symbolic communication called natural languages. As children develop
ontogenetically, they use their basic skills of categorization,
perspective-taking, and relational thinking–in concert with their ability
to comprehend the adult’s communicative intentions–to learn the use of the
relevant symbolic forms. This enables them to take advantage of a vast
number of categories and analogies that other members of their culture
have seen fit to create and symbolize, and that they very likely would
never have thought to create on their own.” P. 170.
35. Hofstader (1979). P. 166.
36. A fair statement of the folly of our communication innocence comes
from Willard (1996). P. 16. “If communication is genuine only insofar as
it expresses one’s beliefs, or realistically connects nouns with objects,
then most communication is counterfeit, most leadership is deceitful, and
mass media simulations will seem to have replaced the authentic links
between language and reality. Behind this thinking is a naive realism:
Communication is a process of making known one’s thoughts and feelings;
its purpose is to convey one’s thoughts and feelings to others; it either
conveys one’s internal reality or conceals it–it is either true or false.
Honest communication is authentic, accurate, a mirror of inner reality. In
a word, it is expressive.
“One who sees communication this way will see conventional rules,
etiquettes, and norms as inauthentic and rhetorical achievements–the
creation of new situations and selves to get around conventional
obstructions–as deceitful. This primitive view of communication is an
interpersonal handicap...”
As regards the ability of dyads and groups to correlate their external
constraints, this would seem to match what is required for groups to
maintain social constructions in the sense of John Searle. See Plotkin
(2003). Pps. 251-9.
37. Stern (1985). P. 162.
38. Fox Keller (1985). P. 117.
39. A succinct statement of the necessary social aspect of knowledge comes
from Collins 1999). "The widespread assumption is that truth is determined
by reality; a statement is true because it meets the criteria of truth,
not because of any other reason. If truth is socially determined, then it
cannot be determined by truth itself. This is like saying that one sees
things accurately only if one sees without eyeballs, as if knowing must
take place without any human apparatus for knowing."
...
"If a brain flickers and brightens with statements which are true, this
happens only because that brain is pulsing in connection with the past and
anticipated future of a social network. Truth arises in social networks;
it could not possibly arise anywhere else." P. 877.
McAfee (2000) explains the sociological usefulness of the distinction
between lifeworld and social system somewhat as I have contrasted reality
and culture/language: “Different theorists tend to approach society from
one perspective or the other. Someone like John Rawls would, implicitly at
least, consider society from a lifeworld perspective, looking for the
overlapping consensus that participants in a political community might
share and communicatively reproduce. Conversely, theorists such as Emile
Durkheim and Niklas Luhmann adopt, indeed develop, the systems-theoretic
approach, ‘realistically’ looking at the constraints and imperatives that
various subsystems impose upon social actors....
“Yet even as he integrates both the lifeworld and the system perspective
into his analysis, Habermas notices that there has been an increasing
differentiation or decoupling between the system and life-world aspects of
society.” Pps. 86-7.
40. Weiming (1998). P. 113.
41. Feyerabend (1999). Interpretation of Homer is from Auerbach (1953).
Pps. 1-20.
42. Snell (1982). P. 112.
43. Funkenstein (1986). P. 116.
44. Gellner (1988) has a very apt description of the status of facts
within objective reality, of how they helped to escape the locked-in
clustering of traditional cultures and of their aspiringly impossible
independence: "Though forming part of a single logical space, all facts
are independent of each other: any one of them may hold or fail to hold,
without any other being affected. They are not allowed to present
themselves to us as parts of indivisible package deals. This was the old
practice, but is so no longer. The republic of facts is Jacobin and
centralist and tolerates no permanent or institutionalized factions within
itself. This atomizaton in principle is not merely so to speak lateral -
disconnecting each fact from its spatial neighbours - but also, and to an
equal degree, qualitative: each trait conjoined in a fact can in thought
be disconnected from its fellows, and their conjunction depends on factual
confirmation alone. Nothing is necessarily connected with anything
else. We must separate all separables in thought, and then consult the
fact to see whether the separated elements are, contingently, joined
together. That is one of the fundamental principles of the rational
investigation of nature.
"This picture has been challenged of late, and indeed the Jacobin
proscription of factions, of clustering for mutual protection, may not be
fully implemented even in science. A certain amount of package dealing, of
clannish cohesion amongst ideas and facts, does perhaps survive. But this
is a furtive, surreptitious practice surviving only in a shamefaced and
camouflaged form. When contrasting the rules and realities of our current
intellectual world with that of pre-scientific humanity, what is striking
is the degree to which the atomistic ideal of individual responsibility is
implemented. If a factual claim is false and persists in being falsified,
its favoured place in a kinship network of ideas will not in the end save
it, even if it does secure for it a reprieve and stay of execution. It is
not true that ideas face the bar of reality as corporate bodies: rather,
in the past, they evaded reality as corporate bodies. They are no
longer allowed to do so, or at any rate not for very long. Occasionally,
they succeed in doing so for a while. In the traditional world, the
factional gregariousness of ideas was allowed to become a stable
structure, sacralized, and to inhibit cognitive growth. Even if a bit of
informal temporary corporatism is still tolerated, it is no longer allowed
to become overt, sacred, rigid, meshed in with the social role structure,
and to thwart expansion.
"This is a single world, and the language which describes it also serves
but a single purpose - accurate description, explanation and prediction.
It is also notoriously a cold, morally indifferent world. Its icy
indifference to values, its failure to console and reassure, its total
inability either to validate norms and values or to offer any guarantee of
their eventual success, is in no way a consequence of any specific
findings within. It isn't that facts just happen to have turned out to be
so deplorably unsupportive socially. It is a consequence of the overall
basic and entrenched constitution of our thought, not of our accidental
findings within it." Pps. 63-5.
45. The psychological distance taken from our depths in the project of
modernity is aptly described by Brown (2001). “The aggression and
paralysis entailed in conviction, its urgency and anxiety, remind us again
that enlightenment is always bounded by encroaching dark, that in
modernity truth has never really been fully convinced of itself.” P. 93.
46. McAfee (2000). P. 69. She elaborates further: “Subjects in relation,
in process, as open systems are always already inclined to
deliberate. Therefore the dread that Jürgen Habermas, Nancy Fraser, and
other deliberative democrats feel in the face of poststructuralist
theories of subjectivity is unwarranted. To the contrary, those interested
in the project of deliberative democracy should welcome this theory of
subjectivity, just as subjects-in–process can come to welcome the others
in their midst.” P. 20.
And also: “The subject-in-process is always a subject-in-relation,
internally and externally. He or she is never constituted once and for
all, but is always a provisional, tenuous, open system, hence alive
in the fullest sense.” P. 71.
47. Ceruti (1994). P. 23.